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Small and medium enterprises are now dealing with more complex and greater compliance obligations. Without a clear understanding of the problem, these businesses may not be able to adequately protect themselves from potential financial and legal penalties.

This Page will discuss the complex and greater compliance obligations that small and medium enterprises are now dealing with. It will provide an overview of the statutory and regulatory compliance obligations that responsible managers of Australian financial service licensees must manage. Finally, it will provide advice on how to effectively manage these ongoing compliance obligations.

Compliance, risk management and governance requirements for financial service licensees have been increasing in complexity over the past few years. This has made it difficult for small and medium businesses to manage these obligations effectively, which can impact their ability to grow and compete in the market.

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Pros of Compliance

Compliance guidance and assistance is readily available for those who need it.

There is a corporate governance framework in place that helps to manage risk and compliance.

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Compliance becomes insanity

Compliance can be complex and costly

Compliance obligations can change frequently and without warning

There is a risk of non-compliance penalties

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Small and medium enterprises are now dealing with more complex and greater compliance obligations. Without a clear understanding of the problem, these businesses may not be able to adequately protect themselves from potential financial and legal penalties.

Pros of Compliance

We typically reply within a few minutes.

Compliance becomes insanity

The perfect way to stay up-to-date with all of our latest news and events.

Signup Now

Chat withus